SNA

Snap-On Incorporated

147.9500
USD
-1.00%
147.9500
USD
-1.00%
143.1200 174.0000
52 weeks
52 weeks

Mkt Cap 8.17B

Shares Out 55.21M

Chat
Send me real-time posts from this site at my email

FORM 4

SEC Form 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person* (Street) 2. Issuer Name and Ticker or Trading Symbol
Snap-on Inc [ SNA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
3. Date of Earliest Transaction (Month/Day/Year)
Common Stock 12/28/2019 M(1) 372 A (1) 4,906.7108 D
Common Stock 12/28/2019 F(2) 120 D $169.2 4,786.7108 D
Common Stock 609.0658 I By 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
Restricted Stock Units (3) 12/28/2019 M(1) 372 (1) (1) Common Stock 372 (1) 0 D
Stock Option (Right to Buy) $144.69 (4) 02/12/2025 Common Stock 13,500 13,500 D
Stock Option (Right to Buy) $138.03 (4) 02/11/2026 Common Stock 13,500 13,500 D
Stock Option (Right to Buy) $168.7 02/09/2018(5) 02/09/2027 Common Stock 13,500 13,500 D
Stock Option (Right to Buy) $161.18 02/15/2019(5) 02/15/2028 Common Stock 10,344 10,344 D
Stock Option (Right to Buy) $155.92 02/14/2020(5) 02/14/2029 Common Stock 9,500 9,500 D
Restricted Stock Units (3) (6) (6) Common Stock 938 938 D
Restricted Stock Units (3) (7) (7) Common Stock 1,280 1,280 D
Performance Units (3) (8) (8) Common Stock 987 987 D
Performance Units (3) (9) (9) Common Stock 1,201 1,201 D
Performance Units (3) (10) (10) Common Stock 1,280 1,280 D
Deferred Stock Units (3) (11) (11) Common Stock 341.9492 341.9492 D
1. The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.
2. Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.
4. Option fully vested.
5. Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
6. The restricted stock units were earned based on Company performance during fiscal 2018. Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.
7. The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2019. Assuming continued employment through the end of fiscal 2021, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.
8. If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
9. If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
10. If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
11. Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

More
Followers
1

Welcome!!! Is it your First time here?

What are you looking for? Select your points of interest to improve your first-time experience:

Apply & Continue